A Risk Management Perspective for AI Engineering

SEI Report
This paper describes several steps of OCTAVE FORTE in the context of adopting AI technology.
Publisher

Software Engineering Institute

Abstract

OCTAVE FORTE is a process model that organizations can use to identify and mitigate risks. Its steps include establishing risk governance, appetite, and policy; identifying risks, threats, and vulnerabilities; and forming and implementing an improvement plan.

This paper focuses on a few of these steps in the context of adopting AI technology. These steps provide a starting point for organizations investigating the adoption of AI and exploring the associated risks.

Cite This SEI Report

Tucker, B. (2020, June 10). A Risk Management Perspective for AI Engineering. Retrieved September 11, 2026, from https://www.sei.cmu.edu/library/a-risk-management-perspective-for-ai-engineering/.

@techreport{tucker_2020,
author={Tucker, Brett},
title={A Risk Management Perspective for AI Engineering},
month={Jun},
year={2020},
institution={Software Engineering Institute, Carnegie Mellon University},
url={https://www.sei.cmu.edu/library/a-risk-management-perspective-for-ai-engineering/},
note={Accessed: 2026-Sep-11}
}

Tucker, Brett. "A Risk Management Perspective for AI Engineering." Software Engineering Institute, Carnegie Mellon University. Software Engineering Institute, June 10, 2020. https://www.sei.cmu.edu/library/a-risk-management-perspective-for-ai-engineering/.

B. Tucker, "A Risk Management Perspective for AI Engineering," Software Engineering Institute, Carnegie Mellon University. Software Engineering Institute, 10-Jun-2020 [Online]. Available: https://www.sei.cmu.edu/library/a-risk-management-perspective-for-ai-engineering/. [Accessed: 11-Sep-2026].

Tucker, Brett. "A Risk Management Perspective for AI Engineering." Software Engineering Institute, Carnegie Mellon University, Software Engineering Institute, 10 Jun. 2020. https://www.sei.cmu.edu/library/a-risk-management-perspective-for-ai-engineering/. Accessed 11 Sep. 2026.

Tucker, Brett. A Risk Management Perspective for AI Engineering. Software Engineering Institute. 2020. https://www.sei.cmu.edu/library/a-risk-management-perspective-for-ai-engineering/