OCTAVE-S Implementation Guide, Version 1

SEI Report
In this 2005 handbook, the authors provide detailed guidelines for conducting an OCTAVE-S evaluation.
Publisher

Software Engineering Institute

CMU/SEI Report Number
CMU/SEI-2004-HB-003
DOI (Digital Object Identifier)
10.1184/R1/6575852.v1

Abstract

The Operationally Critical Threat, Asset, and Vulnerability EvaluationSM (OCTAVE®) approach defines a risk-based strategic assessment and planning technique for security. OCTAVE is a self-directed approach, meaning that people from an organization assume responsibility for setting the organization’s security strategy. OCTAVE-S is a variation of the approach tailored to the limited means and unique constraints typically found in small organizations (less than 100 people). OCTAVE-S is led by a small, interdisciplinary team (three to five people) of an organization’s personnel who gather and analyze information, producing a protection strategy and mitigation plans based on the organization’s unique operational security risks. To conduct OCTAVE-S effectively, the team must have broad knowledge of the organization’s business and security processes, so it will be able to conduct all activities by itself.

Part of a Collection

OCTAVE-Related Assets

Cite This SEI Report

Alberts, C., Dorofee, A., Stevens, J., & Woody, D. (2005, January 1). OCTAVE-S Implementation Guide, Version 1. (SEI Report CMU/SEI-2004-HB-003). Retrieved August 16, 2026, from https://doi.org/10.1184/R1/6575852.v1.

@techreport{alberts_2005,
author={Alberts, Christopher and Dorofee, Audrey and Stevens, James and Woody, Dr. Carol},
title={OCTAVE-S Implementation Guide, Version 1},
month={Jan},
year={2005},
number={{CMU/SEI-2004-HB-003},
institution={Software Engineering Institute, Carnegie Mellon University},
doi={10.1184/R1/6575852.v1},
url={https://doi.org/10.1184/R1/6575852.v1},
note={Accessed: 2026-Aug-16}
}

Alberts, Christopher, Audrey Dorofee, James Stevens, and Dr. Carol Woody. "OCTAVE-S Implementation Guide, Version 1." (CMU/SEI-2004-HB-003). Software Engineering Institute, Carnegie Mellon University. Software Engineering Institute, January 1, 2005. https://doi.org/10.1184/R1/6575852.v1.

C. Alberts, A. Dorofee, J. Stevens, and D. Woody, "OCTAVE-S Implementation Guide, Version 1," Software Engineering Institute, Carnegie Mellon University. Software Engineering Institute, SEI Report CMU/SEI-2004-HB-003, 1-Jan-2005 [Online]. Available: https://doi.org/10.1184/R1/6575852.v1. [Accessed: 16-Aug-2026].

Alberts, Christopher, Audrey Dorofee, James Stevens, and Dr. Carol Woody. "OCTAVE-S Implementation Guide, Version 1." (SEI Report CMU/SEI-2004-HB-003). Software Engineering Institute, Carnegie Mellon University, Software Engineering Institute, 1 Jan. 2005. https://doi.org/10.1184/R1/6575852.v1. Accessed 16 Aug. 2026.

Alberts, Christopher; Dorofee, Audrey; Stevens, James; & Woody, Dr. Carol. OCTAVE-S Implementation Guide, Version 1. CMU/SEI-2004-HB-003. Software Engineering Institute. 2005. DOI: 10.1184/R1/6575852.v1. https://doi.org/10.1184/R1/6575852.v1